Three new U.S. Securities and Exchange Commission enforcement actions, charging eight separate financial firms with violations of Regulation S-P, indicate a seismic shift in SEC focus and provide a slew of critical takeaways for any SEC-registered entity, says cybersecurity consultant John Reed Stark.
The powerful sovereign wealth fund says it will pin its investments to a series of expectations on biodiversity and ecosystem. That could have consequences for the Fund’s investments in the Arctic, including in Russian energy companies.
Most family offices interested in venture capital do not have the staffing power to do it all themselves, nor do they need to. Knowing how to approach your investments and who you invest with makes all the difference.
Student-led organization UAZ Divest is on a mission to discontinue the University of Arizona’s investments in fossil fuels, which as of 2019, amount to over $64 million.
Under normal market circumstances, the fund will invest at least 80% of its net assets in securities issued by companies of the People’s Republic of China, including class A-shares of companies listed on the Shanghai and Shenzhen Stock Exchanges, H-shares listed in Hong Kong, ADRs, GDRs and dual-listed securities.