Investment managers can avoid fines by making sure their employees use applications that archive communications while also maintaining appropriate policies and procedures for staff compliance, according to law firm Troutman Pepper.
The deferred compensation plan’s executive director will leave to take on a deputy executive director role at the State Teachers Retirement System of Ohio next month.
The plan is seeking a successor for its deputy cio for public markets, who was named cio last month after serving in the role in an interim capacity since July.